Welcome to communities.lawsociety.org.uk. This site uses cookies. Read our policy.

  • Skip to main content
  • Skip to navigation
Mast navigation
  • Sign in
  • Register now
Search our site
Menu
  • Quick links:
  • Competition
  • Dispute Resolution
  • Leadership and Management
  • Private Client Solicitors
  • Property
  • Risk and Compliance
Risk and Compliance Section
Renew Join our section
Close menu
  • Home
  • News
  • Features
    • Back to parent navigation item
    • Features
    • Anti-money laundering
    • Brexit
    • Client care and complaints handling
    • Cybersecurity
    • Data protection
    • Price transparency
    • Professional ethics
    • Risk and compliance
    • SRA Accounts Rules
    • SRA Standards and Regulations
  • Events
    • Back to parent navigation item
    • Events
    • Webinars
  • Magazine
    • Back to parent navigation item
    • Magazine
    • April 2025
    • January 2025
    • October 2024
    • July 2024
    • April 2024
    • January 2024
    • October 2023
    • July 2023
    • April 2023
    • January 2023
    • October 2022
    • July 2022
    • April 2022
    • January 2022
    • October 2021
    • July 2021
    • April 2021
    • January 2021
  • Podcasts
  • About us
    • Back to parent navigation item
    • About us
    • Contact us
  • Join the section
    • Back to parent navigation item
    • Join the section
    • Renew your membership
    • Terms and conditions
    • Quick links
    • Competition
    • Dispute Resolution
    • Leadership and Management
    • Private Client Solicitors
    • Property
    • Risk and Compliance
  • Home
  • News
  • Features
      • Anti-money laundering
      • Brexit
      • Client care and complaints handling
      • Cybersecurity
      • Data protection
      • Price transparency
      • Professional ethics
      • Risk and compliance
      • SRA Accounts Rules
      • SRA Standards and Regulations
    • cyber security Twitter 1024 x 512 pixels
      FAQs: Navigating the risks of cloud computing
    • AI612x612
      Compliance and the use of AI in law firmsPartner content Natalie Cooksey and Karim Nasser
    • Spring showers
      Spring renewal – key findingsPartner content Arjun Rohilla and Dan Blundell
  • Events
      • Webinars
    • iStock-1368027007
      Risk update: key issues on the regulatory radar (OnDemand)
    • adeolu-eletu-E7RLgUjjazc-unsplash (1)
      Webinar: Small firms – top tips for financial survival (OnDemand)
    • j-kelly-brito-PeUJyoylfe4-unsplash
      Webinar: Compliance forum for COLPs/COFas – SRA standards and regulations
  • Magazine
      • April 2025
      • January 2025
      • October 2024
      • July 2024
      • April 2024
      • January 2024
      • October 2023
      • July 2023
      • April 2023
      • January 2023
      • October 2022
      • July 2022
      • April 2022
      • January 2022
      • October 2021
      • July 2021
      • April 2021
      • January 2021
    • money-graphic-600x400
      On the money
    • Lone man standing on iceberg
      Owning up to mistakes
  • Podcasts
  • About us
      • Contact us
    • phone
      Contact the Risk and Compliance Section
    • phone
      Contact the Risk and Compliance Section
  • Join the section
      • Renew your membership
      • Terms and conditions
    • book review
      Law Society Publishing discount
  • More from navigation items

Risk and compliance features

AI612x612

Compliance and the use of AI in law firms

2025-05-20T15:10:00+01:00Partner content Natalie Cooksey and Karim Nasser

Practical Law Practice Compliance & Management, with Natalie Cooksey and Karim Nassar of Travers Smith LLP

Spring showers

Spring renewal – key findings

2025-03-31T10:58:00+01:00Partner content Arjun Rohilla and Dan Blundell

Arjun Rohilla and Dan Blundell of Paragon provide an overview of what to expect when renewing professional indemnity insurance this year

Diversity-600x400

Diversity and inclusion – the benefits to your firm

2024-02-15T16:10:00+00:00By Pearl Moses

Pearl Moses reflects on her experience with diversity and inclusion in the legal sector and although she says the profession is changing, bias remains an issue

Risk radariStock-1737010949

9 things for your risk radar in 2024

2024-01-15T16:00:00+00:00By Andrea Cohen

Andrea Cohen outlines what’s on the regulatory horizon and sets out what should be on your risk radar in the coming year

Future1481095189

On the regulatory radar – 3 hot topics

2023-12-08T09:59:00+00:00By Tracey Calvert

Tracey Calvert outlines what’s on the regulator’s radar for the coming year and sets out some action points on how to be proactive in planning for compliance challenges

delaying tacticsiStock-1398845180

Delaying tactics and clients - the risks

2023-08-02T10:07:00+01:00By Jonathon Bray

Jonathon Bray looks at some cases where inaction on client matters resulted in disciplinary action in the Solicitors Disciplinary Tribunal. He outlines how to avoid the risks.

Building SafetyiStock-617878058

The Building Safety Act − the effect on PI insurance

2023-06-05T10:32:00+01:00Partner content Piers Winton

Piers Winton, Director at Paragon International Insurance Brokers, summarises the Building Safety Act and outlines the risks it poses for law firms

RCJ600170096

SLAPP down: the SRA’s evolving position

2023-04-04T08:04:00+01:00By Rina Patel

Rina Patel considers the SRA’s evolving position on SLAPPS

iStock-937749836 time computer

Time’s up - workplace culture

2023-02-23T15:10:00+00:00By Jonathon Bray

Jonathon Bray looks at proposals that law firms with toxic workplace cultures may face disciplinary action in the Solicitors Disciplinary Tribunal

handshake

PI insurance—the introduction of personal guarantees

2022-01-11T11:05:00+00:00By Todd Davison

Todd Davison, Managing Director of Purbeck Insurance, explains why personal guarantees are becoming a feature of the professional indemnity insurance market and what the partners and leaders of small and medium sized law firms and LLPs can do to mitigate the risk.

Video conference on laptop

Risk and Compliance Conference 2021

2021-03-29T10:12:00+01:00By Janet Noble

Janet Noble reports on the Risk and Compliance 2021 virual conference

umbrella-rain-street-pii-600x400

PII renewal – getting the best deal

2021-03-05T10:37:00+00:00By Piers Winton

Piers Winton considers the current landscape for PII renewal and gives some tips on getting the best deal for your firm.

q and a 778x519

Your regulatory questions answered

2021-02-26T14:57:00+00:00

Our Practice Advice Service answers some commonly asked questions on compliance matters.

mick-haupt-HahseXFw1M0-unsplash

8 ways to make use of your member benefits

2020-07-31T11:43:00+01:00By Beaulah Ince

Beaulah Ince, Risk and Compliance Assistant at the Law Society, provides top tips for getting the most from your membership.

cytonn-photography-GJao3ZTX9gU-unsplash

Reforming legal services—the final Mayson Report

2020-06-29T09:56:00+01:00

Marzena Lipman, regulatory policy advisor at the Law Society, provides an update on the final Mayson Report on Reforming Legal Services.

damir-kopezhanov-nC6CyrVBtkU-unsplash

Trust vs control – how law firms might work in the future

2020-06-29T09:56:00+01:00By Deborah Witkiss

Deborah Witkiss examines how case management systems can help practices to manage a safe return to the workplace.

toa-heftiba-MJg5y4Scdmw-unsplash

AML requirements – five steps to keeping up

2020-06-26T11:36:00+01:00

To help you keep up with ever-changing AML requirements, Accuity provides five actionable steps to help manage compliance and respond quickly to developments.

breno-assis-r3WAWU5Fi5Q-unsplash

Conflicts in residential conveyancing

2020-06-18T10:40:00+01:00By Fiona du Feu

The recent SRA Guidance on conflicts has little to say about how the Code of Conduct for Solicitors applies to residential conveyancing. Fiona Feu, Director of My Compliance Colleague, takes a look.

cytonn-photography-ZJEKICY5EXY-unsplash

Professional indemnity insurance – top tips for renewal

2020-06-01T18:47:00+01:00By Jonathan Angell and Matthew Gooden

Jonathan Angell and Matthew Gooden look at the current state of the PII market.

joao-silas-UGQoo2nznz8-unsplash

Reviewing files remotely – a checklist

2020-05-27T09:41:00+01:00By Jacqui Johnson

Jacqui Johnson, a Law Society Lexcel consultant and assessor, looks at efficient ways to undertake file audits out of the office. She has been in private practice for over 15 years as a practice manager.

Key member benefit - Legal Compliance magazine

legal compliance magazine October 2020

Your membership includes a subscription to the quarterly magazine, Legal Compliance, available to you both online and in print.

Benefits of membership

Stay up to date with the latest developments and navigate, meet and demonstrate compliance.

Risk and Compliance Section members have access to exclusive online content including magazines, resources, newsletters, networking events, training sessions and webinars.

Become a member today

Site powered by Webvision Cloud