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Professional ethics features

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Paying the cost

2024-07-11T00:00:00+01:00By Nigel West

Nigel West looks at the question of whether the SRA should pay for a solicitor’s costs in unsuccessful disciplinary proceedings

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Value judgement

2024-07-11T00:00:00+01:00By Susanna Heley

Susanna Heley considers the increasingly broad range of ethical obligations applying to individuals and firms

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Rules of engagement

2024-07-11T00:00:00+01:00By Frank Maher

Frank Maher looks at the regulatory obligations around limiting liability to clients in engagement letters

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Are DUIs a regulatory matter?

2024-05-21T11:00:00+01:00By Jonathon Bray

In recent actions by the Solicitors Regulation Authority (SRA), drink-driving offences have become significantly more costly for solicitors, serving as a stark reminder of the regulator’s expected standards around personal conduct

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New realities in risk

2024-04-22T00:00:00+01:00By Iain Miller

In this abridged version of his keynote speech at the annual Risk and Compliance Conference on 21 March 2024, Iain Miller examines the changing regulatory landscape

Investment stocks and shares data board

Dubious investment schemes: too good to be true?

2021-02-23T12:02:00+00:00By Rina Amin

Rina Amin, risk and compliance solicitor at Howard Kennedy, shares tips on how to spot a dubious investment scheme.

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Solicitor conduct after Beckwith

2021-01-28T11:46:00+00:00By Amanda Croxon

Amanda Croxon, risk and compliance solicitor at Howard Kennedy, considers the implications of the Beckwith appeal for the conduct of staff in and out of the workplace.

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SDT case update: sexual misconduct

2020-07-22T15:09:00+01:00By Amanda Croxon

Amanda Croxon, risk and compliance solicitor at Howard Kennedy, asks if the SDT is making the right decisions in relation to allegations of sexual misconduct.

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Social media – the pitfalls for law firms

2019-10-25T13:55:00+01:00By Christopher McCormick

Christopher McCormick looks at how firms can avoid the risks of social media.

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SDT cases update

2019-08-23T12:37:00+01:00By Nigel West

Nigel West, partner at RadcliffesLeBrasseur, provides an update on recent Solicitors Disciplinary Tribunal cases.

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Owning up to mistakes - what’s the right thing to do?

2018-06-05T16:07:00+01:00By Pearl Moses

Top tips on how to remedy mistakes when they are made.

right and wrong

Case report – the test for dishonesty

2018-02-02T16:33:00+00:00

Nigel West reports on an important Supreme Court decision that has changed the test for dishonesty in disciplinary proceedings.

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Beware offensive communications - here’s why

2017-09-01T11:16:00+01:00

Mena Ruparel considers the SRA’s new warning notice and how your ethics should inform your communications.

Ethics

Ethical training for your staff

2017-02-08T10:49:00+00:00

James Woolf outlines the Law Society’s free interactive ethics training for members.

Key member benefit - Legal Compliance magazine

legal compliance magazine October 2020

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