We commission exclusive articles from leading practitioners and commentators, on all areas of risk and compliance, for our regular members-only newsletters.
Q&As – shortfalls on client account
My compliance career
An element of suspicion?
What the change in PEP regulations means for you
Challenges in sanctions compliance
Residual balances – a silent danger?
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Events
Members of the Risk and Compliance Section can access events for a reduced rate.
2025 Financial Benchmarking Survey launch, Hybrid (Weds 5th March 2025)
Book your place now
Risk and Compliance Annual Conference 2025 (12 March 2025, London and Online)
Book your place now, Early Bird Rates available until 17 January 2025. Section member rate £250 + VAT thereafter
Sanctions and source of funds - the essentials (15 May 2025, Online)
Book your place now
Past webinars
Risk and Compliance Section members get access to free and discounted webinars and events throughout the year.
Recent inclusive webinars that are available on demand include:
SRA Accounts Rules – the essentials (On Demand)
Listen to the recording now
Bitesize Highlights - Automation, transformation and digitisation of AML processes (On demand - audio-only)
Listen to the key highlights from the Leadership and Management Section, Risk and Compliance Section and Property Section seminar that was held in October 2024.
Aiming to keep you up to date, these short audio discussions look at some of the key challenges in the current compliance space.
Learning
Webinar: managing risks around source of funds
Sharpen your understanding of the significance of and requirements surrounding client due diligence in relation to source of wealth (SOW) and source of funds (SOF).
Webinar: underground banking and informal value transfer system
Watch this webinar to bring you up to date on the risks and red flags associated with money laundering through underground banking.
