The Risk and Compliance Service was established in 2008 to help legal practitioners stay up to date with all the regulatory obligations affecting them.

Since then, we have enhanced our membership service to keep you and your staff up to date with relevant news and features, including:

  • new website content
  • monthly e-newsletters
  • topical webinars and podcasts
  • discounts on seminars, conferences and books
  • our quarterly magazine, Legal Compliance

The Risk and Compliance Advisory Service can provide you with more tailored advice, bespoke support and training, relevant to your firm and delivered face-to-face by one of our expert risk and compliance advisers.

We offer a highly trusted source of information and expertise and work with you to understand your current risk profile and to ensure you have what you need to implement any required mitigating measures.

Aims

Our aim is to provide our members you with relevant information and valuable tailored advice across a range of regulatory challenges including:

  • anti-money laundering
  • business continuity
  • client care and complaints handling
  • continuing competence
  • cybersecurity
  • data protection
  • outcomes-focused regulation
  • PI insurance
  • compliance with the SRA Standards and Regulations

Keeping up with your compliance obligations and safeguarding your business is crucial in the face of ongoing changes to the legal regulatory landscape.

Who we are

Pearl Moses is Head of Risk and Compliance at the Law Society. She is an experienced legal practitioner who has worked in private practice, legal publishing and regulatory compliance roles.

A distinguished commentator, speaker and consultant on legal regulatory and compliance issues, Pearl uses her experience to deliver innovative legal learning solutions to legal businesses.

A board member of both the Legal Compliance Association and the Legal Compliance magazine, she specialises in creating tailored compliance solutions and interventions to help firms and in-house legal teams embed sound risk management principles and best practice legal compliance systems.