AML compliance reviews - we can help
The SRA identified that our members face challenges writing high-quality risk assessments that effectively feed into firms' policies, controls and procedures. They are taking an increasingly tough line, and disciplinary action could be taken where firms fail to comply with the Money Laundering Regulations 2017. Find out how our resources can help you.
Webinar: What does a quality risk assessment look like? (OnDemand)
Pearl Moses discusses ‘quality’ risk assessments with the AML task force.
Risk assessments - back to basics
Pearl Moses explains why it’s important to check that the core elements of risk assessments are in place.
AML for conveyancers - what you need to know
Pearl Moses and Peter Rodd discuss what the Money Laundering Regulations 2017 mean for conveyancing practitioners.
AML for private client practitioners - what you need to know
Pearl Moses and Hugo Daniel Lodge discuss what the Money Laundering Regulations 2017 mean for private client practitioners.
Recent features
IRLSR interim report – a summary
James Woolf summarises the interim report of the Independent Review of Legal Services Regulation.
International Conference of Legal Regulators report
Janet Noble summarises the International Conference of Legal Regulators.
Ready for the starting line?
Sarah Mumford looks at how you should be starting to prepare for the SRA’s new Standards and Regulations.
Solicitors charges – the Ombudsman’s view
The Legal Ombudsman explains its updated costs guidance.
Anti-money laundering – FAQs
The Practice Advice Service answers your questions about anti-money laundering issues.
FAQs: Complaints handling
Our Practice Advice Service answers your FAQs.
Data protection and Brexit: What’s next?
Tim Hill looks at what happens with data protection should there be a no-deal Brexit.
SDT cases update
Nigel West, partner at RadcliffesLeBrasseur, provides an update on recent Solicitors Disciplinary Tribunal cases.
PI insurance – market update
Brian Boehmer looks at the current state of the PII market and how you can prepare for renewal.
Brexit and practising rights
Anna Drozd and Betty-Ann Morain look at practice rights in the light of Brexit.
Cybersecurity - an update
Peter Wright, managing director of Digital Law UK gives us some top tips on avoiding cyberattacks.
Solicitors charges – the Ombudsman’s view
The Legal Ombudsman explains its updated costs guidance.
Are you competent?
Aiden Flegg summarisies the results of the SRA’s recent research into continuing competence.
Ready for the starting line?
Sarah Mumford looks at how you should be starting to prepare for the SRA’s new Standards and Regulations.
