Recent features
-
FeatureA question of competency
Melissa Hardee looks at the SRA’s annual competence report, exploring gaps in how some firms approach continuing competence, and why understanding and evidencing this is more important than ever
-
FeatureFAQs: Conflicts arising in initial client interviews
Our Practice Advice Service answers some commonly asked questions by Compliance Officers for Legal Practice (COLPs)
-
FeatureProfessional indemnity insurance – market trends and risk insights
Simon Thomson, policy advisor at the Law Society, provides an update on the state of the professional indemnity insurance market, highlighting higher-risk practice areas and what it means for solicitors
-
FeatureQ&As – qualifying through work experience
Authors of the updated Risk and Compliance Questions and Answers, Rebecca Atkinson and Tracey Calvert, answer a common question relating to becoming a solicitor through the qualifying work experience route
-
FeatureFAQs: Dealing with sexual harassment in the workplace
Our Practice Advice Service answers some commonly asked questions by Compliance Officers for Legal Practice (COLPs)
-
FeatureEight AML questions the SRA may ask
Richard Simms from AMLCC sets out the eight questions you should ask to establish if your firm is anti-money-laundering compliant before you get a visit from the Solicitors Regulation Authority
-
FeatureLegal Aid Agency breach – one rule for us, another for you?
The cyber attack on the Legal Aid Agency (LAA) was a massive data breach and caused huge operational disruption. Mitigo outline the lessons that can be learned from the consequences of underinvestment in cyber risk management
-
FeatureQ&As – how to challenge behaviour
Authors of the recently updated Risk and Compliance Questions and Answers, Rebecca Atkinson and Tracey Calvert, answer a common question relating to challenging behaviour
-
FeatureFAQs: Navigating the risks of cloud computing
Our Practice Advice Service answers some commonly asked questions by Compliance Officers for Legal Practice (COLPs)
-
FeatureSpring renewal – key findings
Arjun Rohilla and Dan Blundell of Paragon provide an overview of what to expect when renewing professional indemnity insurance this year
-
FeatureThe regulatory pitfalls in post-completion
Priscilla Sinder outlines how post-completion processes in property transactions can help compliance officers meet their regulatory obligations and avoid costly mistakes
-
FeatureRansomware – new government proposals
The government has announced new regulations designed to limit the rise in ransomware attacks. Lindsay Hill, CEO of Law Society partner Mitigo provides an overview of the plans
-
FeatureQ&As – shortfalls on client account
The second edition of Risk and Compliance Questions and Answers has been updated to incorporate the latest regulatory information and guidance from government, the legal regulators and the Law Society. The authors, Rebecca Atkinson and Tracey Calvert, answer a common question relating to client accounts.
-
FeatureAn element of suspicion?
Understanding the anti-money laundering definition of ‘suspicion’ is not as straightforward as it may appear. Amy Bell looks at the detail
-
FeatureWhat the change in PEP regulations means for you
Richard Simms, founding director of anti-money laundering online platform AMLCC, explores the recent change in the regulation of domestic politically exposed persons
-
FeatureChallenges in sanctions compliance
Katarina Pranjic of Lexis Nexis Risk Solutions looks at the challenges of managing sanctions risks, and provides some top tips for keeping on top of the changes
-
FeatureResidual balances – a silent danger?
Robert Blech considers residual balances and outlines the dangers of not addressing the issue in law firms
-
FeatureInvisible processing of data
Tony Imossi of the Association of British Investigators (ABI) explores the practice of processing personal data without an individual’s knowledge, and outlines the risks it poses to solicitors
-
FeatureOn account
Karen Edwards outlines the benefits and the risks of firms taking credit card payments for client accounts
-
FeatureAre DUIs a regulatory matter?
In recent actions by the Solicitors Regulation Authority (SRA), drink-driving offences have become significantly more costly for solicitors, serving as a stark reminder of the regulator’s expected standards around personal conduct