Features
A matter of record
It seems as though the regulators are handing out fines to firms on an almost daily basis. Paul Bennett considers the specific challenges this poses for larger firms
Breaking the silence
A government amendment to the Employment Rights Bill aims to ban the use of NDAs where there are allegations of harassment or discrimination in settlement agreements. Juliet Oliver and Iain Miller look at the detai
Preventative measures
Kevin Clancy and Patrick Kelly set out the scope of the prevention of fraud offence, and what the latest guidance offers by way of recommendations for reasonable procedures
Too many hats?
Samantha Bray outlines why law firms may need to rethink compliance roles
Audit trail
With anti-money laundering audits on the rise, Kayleigh Smale outlines how to prepare your firm for a visit from the SRA
Misconduct matters
As the SRA remains focused on issues of sexual misconduct, Susanna Heley outlines how firms can ensure they are navigating this tricky area correctly
On thin ice
Failing to properly return client monies is in breach of the SRA Accounts Rules and can lead to regulatory action. Andrew Blatt explains the issues involved in residual balances – and what firms can do to clear them