Anti-money laundering resources – we can help

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LSAG AML guidance - what you need to know

2021-01-20T10:12:00+00:00By Rick Kent

Rick Kent, anti-money laundering policy manager, looks at the key changes introduced by the revised anti-money laundering guidance for the legal sector.

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AML audits - what to expect

2019-12-02T17:03:00+00:00By Janet Noble

At our annual AML conference, anti-money laundering was very much on the SRA’s agenda for 2020. Here’s what you can expect.

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Money Laundering Regulations 2020 (OnDemand)

2019-12-23T14:40:00+00:00

This webinar provides an overview of the new money laundering regulations and their impact on your firm.

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Webinar series: Anti-money laundering guidance (January–March 2021)

2021-01-27T14:15:00+00:00

With the launch of the revised anti-money laundering (AML) guidance, the Law Society is hosting a series of free webinars to cover guidance and best practice.

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LSAG AML guidance - what you need to know

2021-01-20T10:12:00+00:00By Rick Kent

Rick Kent, anti-money laundering policy manager, looks at the key changes introduced by the revised anti-money laundering guidance for the legal sector.

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FAQs - ways of working

2020-09-16T14:55:00+01:00

Our Practice Advice team has put together some of their most frequently asked questions (and answers) on current compliance issues.

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Data protection - 8 things to do before the transition period ends

2020-11-17T11:37:00+00:00By Anna Drozd and Emilio Miranda-Graham

With the UK leaving the EU and the end of the transition period looming, Anna Drozd and Emilio Miranda-Graham from our policy teams outline how to get ready for data protection changes in 2021.

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Dubious investment schemes: too good to be true?

2021-02-23T12:02:00+00:00By

Rina Amin, risk and compliance solicitor at Howard Kennedy, shares tips on how to spot a dubious investment scheme.

Insurance

PI insurance – market update

2019-07-30T12:54:00+01:00By Brian Boehmer

Brian Boehmer looks at the current state of the PII market and how you can prepare for renewal.

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Brexit and practising rights

2019-03-25T14:40:00+00:00

Anna Drozd and Betty-Ann Morain look at practice rights in the light of Brexit.

Cyber security

The SRA’s cybersecurity thematic review—6 things you should know

2021-03-24T14:15:00+00:00

Mitigo highlights six things to consider in light of the SRA’s thematic review on cyber security

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Price and service transparency - revisited

2020-11-26T09:52:00+00:00By Janet Noble

In May 2020 the SRA commissioned an evaluation of their Transparency Rules. Janet Noble looks at how the findings can benefit firms.

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File closures

2021-05-27T09:12:00+01:00

Efficient file archiving is always relevant but may now be under severe pressure during successive pandemic lockdowns. Fiona du Feu looks at the compliance implications for actively managing file closures.

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SRA draft business plan 2020/2021— explained

2020-08-05T13:03:00+01:00By Rebecca Atkinson

Rebecca Atkinson, Director of Risk at Howard Kennedy, looks at the Solicitors’ Regulation Authority’s (SRA) Business Plan for 2020/21. Although subject to change following consultation, the current draft indicates the direction of travel for the SRA and the impact on the profession in terms of regulation.