AML compliance reviews - we can help

The SRA identified that our members face challenges writing high-quality risk assessments that effectively feed into firms' policies, controls and procedures. They are taking an increasingly tough line, and disciplinary action could be taken where firms fail to comply with the Money Laundering Regulations 2017. Find out how our resources can help you.

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Webinar: What does a quality risk assessment look like? (OnDemand)

Pearl Moses discusses ‘quality’ risk assessments with the AML task force.

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Risk assessments - back to basics

Pearl Moses explains why it’s important to check that the core elements of risk assessments are in place.

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AML for conveyancers - what you need to know

Pearl Moses and Peter Rodd discuss what the Money Laundering Regulations 2017 mean for conveyancing practitioners.

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AML for private client practitioners - what you need to know

Pearl Moses and Hugo Daniel Lodge discuss what the Money Laundering Regulations 2017 mean for private client practitioners.

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Anti-money laundering – FAQs

2019-09-27T08:04:00+01:00

The Practice Advice Service answers your questions about anti-money laundering issues.

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FAQs: Complaints handling

2019-04-26T08:08:00+01:00

Our Practice Advice Service answers your FAQs.

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Data protection and Brexit: What’s next?

2019-02-04T11:58:00+00:00

Tim Hill looks at what happens with data protection should there be a no-deal Brexit.

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Social media – the pitfalls for law firms

2019-10-25T13:55:00+01:00By Christopher McCormick

Christopher McCormick looks at how firms can avoid the risks of social media.

Insurance

PI insurance – market update

2019-07-30T12:54:00+01:00By Brian Boehmer

Brian Boehmer looks at the current state of the PII market and how you can prepare for renewal.

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Brexit and practising rights

2019-03-25T14:40:00+00:00

Anna Drozd and Betty-Ann Morain look at practice rights in the light of Brexit.

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Cybersecurity - an update

2019-05-30T13:19:00+01:00

Peter Wright, managing director of Digital Law UK gives us some top tips on avoiding cyberattacks.

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Solicitors charges – the Ombudsman’s view

2019-08-30T12:36:00+01:00By the Legal Ombudsman

The Legal Ombudsman explains its updated costs guidance.

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Are you competent?

2019-07-30T09:10:00+01:00By Aidan Flegg

Aiden Flegg summarisies the results of the SRA’s recent research into continuing competence.

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Ready for the starting line?

2019-09-04T09:24:00+01:00By

Sarah Mumford looks at how you should be starting to prepare for the SRA’s new Standards and Regulations.