AML compliance reviews - we can help
The SRA identified that our members face challenges writing high-quality risk assessments that effectively feed into firms' policies, controls and procedures. They are taking an increasingly tough line, and disciplinary action could be taken where firms fail to comply with the Money Laundering Regulations 2017. Find out how our resources can help you.
Pearl Moses discusses ‘quality’ risk assessments with the AML task force.
Pearl Moses explains why it’s important to check that the core elements of risk assessments are in place.
Pearl Moses and Peter Rodd discuss what the Money Laundering Regulations 2017 mean for conveyancing practitioners.