Pearl Moses

Pearl Moses

Pearl Moses is the head of Risk and Compliance at the Law Society. The Law Society's Risk and Compliance Service offers a subscription member service as well as bespoke advisory solutions for legal businesses.

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    Freelance solicitors – a fact sheet

    2019-06-25T11:21:00

    From November 2019, freelance solicitors will be able to deliver legal services direct to the public. Pearl Moses takes a look at the key facts.

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    Risk assessments - back to basics

    2018-11-14T13:38:00

    Pearl Moses revisits the core elements of risk assessments and explains why it’s important to check that these are in place.

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    Because you're worth it - making the business case for the legal team

    2018-10-26T12:35:00

    Pearl Moses, head of Risk and Compliance at the Law Society, explains how you can make the business case for your legal team as effective as possible.

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    Submitting a SAR

    2018-10-04T12:40:00

    Top tips on submitting a successful SAR.

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    Email scams

    2018-09-04T08:50:00

    Top tips on how to protect your firm against email scams.

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    Risk assessments - key risk factors

    2018-07-01T14:37:00

    Top tips on how to carry out a successful firm-wide risk assessment.

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    Owning up to mistakes - what’s the right thing to do?

    2018-06-05T16:07:00

    Top tips on how to remedy mistakes when they are made.

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    Data subject access requests - your questions answered

    2018-04-30T13:13:00

    Pearl Moses looks at the requirement of data subject access requests and how to manage them.

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    Owning up to mistakes - what is the right thing to do?

    2018-04-04T10:24:00

    Pearl Moses offers her top tips for how to deal with mistakes when they inevitably happen.

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    Risk – your new best friend?

    2017-12-08T15:18:00

    With all the current regulatory challenges firms need risk registers now more than ever – but how many is enough? Pearl Moses discusses how you can make your risk register more holistic in order to manage uncertainty.

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    Gift register

    2017-10-10T00:00:00

    A risk register may seem like just another regulatory requirement, but an effective one can help you not only identify and mitigate risks, but also reduce your insurance premiums, build client loyalty, and reduce complaints. Pearl Moses explains.

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    Keep it clean

    2017-09-06T00:00:00

    The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations came into force on 26 June. Pearl Moses looks at some of the new requirements for property practitioners

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    Handle with care

    2016-09-07T00:00:00

    Residential conveyancing is once again the most complained about area of law, according to the Legal Ombudsman. Pearl Moses looks at how to mitigate some of the most common causes, and outlines complaints-handling best practice and regulatory requirements

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    Officer politics

    2014-08-12T00:00:00

    Pearl Moses looks back at three years of outcomes-focused regulation and two years of the compliance officer regime, and asks what lessons we can learn to ensure compliance in changing times