Welcome to the Risk and Compliance Section – a member community designed to help people who manage compliance excel in what they do.

Save time, with everything you need to stay on top of your game all available in one place, including the Legal Compliance magazine, webinars, events, trusted resources, discounts and more.

We commission exclusive articles from leading practitioners and commentators, on all areas of risk and compliance, for our regular members-only newsletters.

  • The challenge of challenging behaviour

  • Copyright and ESG: Ethical imperatives for compliance and responsibility

  • Sanctions – new prohibitions

  • Quality indicators – does your firm match up?

  • Delaying tactics and clients - the risks

  • Economic Crime Act – an update

Events

Members of the Risk and Compliance Section can access events for a reduced rate.

iStock-1048105658

Webinar: What’s on the regulatory radar for 2023? (OnDemand)

Watch this webinar to get up to date with your compliance obligations and understand what new regulations are on the horizon

iStock-1357830750

Considering the importance of EDI in your risk management framework (OnDemand)

Learn about the importance of integrating equality, diversity and inclusion (EDI) into your firm’s processes.

woman-stood-in-front-of-crowd

Spring risk update: key issues on the regulatory radar (OnDemand)

Rebecca Atkinson will give an overview of the key issues facing firms and offer practical guidance on challenges for compliance professionals.

Learning

managing-risk

Webinar: managing risks around source of funds

Sharpen your understanding of the significance of and requirements surrounding client due diligence in relation to source of wealth (SOW) and source of funds (SOF).

underground-banking-webinar

Webinar: underground banking and informal value transfer system

Watch this webinar to bring you up to date on the risks and red flags associated with money laundering through underground banking.

Key member benefit - Legal Compliance magazine

LC-October-2023-280x398

Your membership includes a subscription to the quarterly magazine, Legal Compliance, available to you both online and in print.

Risk and Compliance accreditation

We have produced exam preparation training courses to prepare you for our Risk and Compliance accreditation exams. Our range of courses run from 12 to 15 September.

Book now

Contact us

For more information on how we can support you, please get in touch.

Contact us