We commission exclusive articles from leading practitioners and commentators, on all areas of risk and compliance, for our regular members-only newsletters.
The challenge of challenging behaviour
Copyright and ESG: Ethical imperatives for compliance and responsibility
Sanctions – new prohibitions
Quality indicators – does your firm match up?
Delaying tactics and clients - the risks
Economic Crime Act – an update
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Events
Members of the Risk and Compliance Section can access events for a reduced rate.
Webinar: What’s on the regulatory radar for 2023? (OnDemand)
Watch this webinar to get up to date with your compliance obligations and understand what new regulations are on the horizon
Considering the importance of EDI in your risk management framework (OnDemand)
Learn about the importance of integrating equality, diversity and inclusion (EDI) into your firm’s processes.
Spring risk update: key issues on the regulatory radar (OnDemand)
Rebecca Atkinson will give an overview of the key issues facing firms and offer practical guidance on challenges for compliance professionals.
Learning
Webinar: managing risks around source of funds
Sharpen your understanding of the significance of and requirements surrounding client due diligence in relation to source of wealth (SOW) and source of funds (SOF).
Webinar: underground banking and informal value transfer system
Watch this webinar to bring you up to date on the risks and red flags associated with money laundering through underground banking.
Inclusive webinars
Risk and Compliance Section members get access to free and discounted webinars and events throughout the year.
Recent inclusive webinars that are available on demand include:
Webinar: SQE – managing risks and your obligations (OnDemand)
This webinar will discuss how you manage the transition and implementation of the SQE.
Webinar: Professional indemnity insurance – surviving the hard market (OnDemand)
This free webinar will help you maximise the opportunites to find the PII cover you need.
Aiming to keep you up to date, these short audio discussions look at some of the key challenges in the current compliance space.
