The number of hearings in front of the Solicitors Disciplinary Tribunal indicate that the SRA is being much tougher on the enforcement of regulatory breaches.
In conjunction increasingly complex tax structures and global business lead to incremental areas of risk. The COFA as the responsible officer has to be vigilant to these changing risks.
Areas to be covered include:
- SRA Handbook changes
- Outcomes focused regulation - what does it mean
- Professional indemnity limits
- Red flag risk areas
- Best practice on reporting
- Latest cases and what to look out for later in the year
Recorded on 9 February 2018