All Risk and Compliance articles – Page 21
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Feature
The CMA's legal service market study report
Last December the Competition and Markets Authority (CMA) published its final report on the legal services market. Paul Wilson, head of Regulatory Affairs at the Law Society, considers some of the implications on price transparency for solicitors.
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Videos
Complying with FATCA
Join this webinar to get an overview of the Foreign Account Tax Compliance Act
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News
Top Tips to ensure you are protected against cyber crime
Peter Wright is a Solicitor and Managing Director of Digital Law UK. He is the author of the Cyber Security Toolkit (Law Society Publishing, 2016).
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Feature
AML and financial crime update
We summarise the issues raised at the recent Law Society AML and Financial Crime Conference 2016.
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Feature
Data protection and Brexit
Tim Hill, Policy Advisor for Technology at the Law Society, discusses the effect of the Brexit vote on your data protection obligations.
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Feature
Artificial intelligence - what’s in store?
Mandeep Nagra looks at the impact of artificial intelligence on the profession.
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Feature
Continuing competence - FAQs
Janet Noble abridges the new Law Society Practice Note on the SRA’s Continuing Competence Scheme.
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Feature
Brexit - managing the risks
Tracey Calvert considers the compliance questions we should be asking about Brexit.
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Feature
The SRA - the new handbook proposals
James Woolf considers the SRA consultations to changes to the SRA Handbook.
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Feature
’Tis the season for phishing
Peter Wright provides some seasonal tips on avoiding cyber breaches during the festive period.
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Feature
Protect your firm from cybercrime
Peter Wright explains how firms of all sizes can take measures to protect their clients.
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Feature
News from the SRA compliance officers conference 2016
Mandeep Nagra provides a brief round-up of news from this year’s Solicitors Regulation Authority (SRA) compliance officers conference held on 20 October.
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Feature
Insurance mediation activities and how to comply
Sanjay Basra provides an insight into insurance mediation activities and what firms should consider in order to comply with the rules.
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Feature
Silver service
Clients are rarely able to judge you on how well you know the law, but they can judge you on how well you look after them: your opening hours, how your reception looks, the clarity of your communications. Kerry Underwood offers his tips for top-quality client service
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News
The final countdown
The changes to continuing professional development will be mandatory from 1 November 2016. Nicola Jones and Jane Green-Armytage look at how firms are responding, and the pros and cons of adapting the old regime versus embracing a competency-based approach.
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Videos
Webinar: New SRA regime, CPD and continuing competence practical guide (23 June 2016)
Join this webinar to get an overview of continuing competence - what do I need to know? how do I identify my training needs? how do I keep training records? and how do I demonstrate that the SRA requirements have been met?
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Videos
Webinar: New SRA regime, CPD and continuing competence - what do you need to know? (24 June 2016)
This webinar, offered at a 20 per cent discount to Private Client Section members, will give you an in-depth understanding of how to start planning now for continuing competence.
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Feature
Strategies for e-security: how to mitigate the risk of 'phishing' attacks
The use of online services by lawyers, tax agents and financial advisers to handle their clients’ financial affairs is rapidly increasing. Nicholas Milner, practice advice solicitor at the Law Society looks at the steps you can take to protect your firm from online ‘phishing’ attacks.
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Feature
New Law Society advice on protection against scams
The Law Society has made a new web page dedicated to helping firms protect against being scammed and providing them with help and support if they have fallen victim to fraudsters.
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Feature
Cybersecurity and personal data
Nick Podd, associate consultant for Law Society Consulting, offers his comments on cyber security and how firms should approach it.