All Risk and Compliance articles – Page 20
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FeatureAre you ready for compliance officer day?
1 January 2016 will mark three years since the majority of compliance officers for legal practice and finance and administration (COLP/COFA) took up their key roles.
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FeatureChanging the SRA Handbook: helping business to thrive
Paul Philip, SRA chief executive, explains recent changes to the SRA handbook.
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Videos
COLP update 2015
The Compliance Officers for Legal Practice (“COLP”) has been a required appointment for all bodies operating under the Legal Services Act 2007 since January 2013.
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Videos
UK FATCA and the automatic exchange of information
Since the introduction of the US FATCA rules, the UK government has entered into similar arrangements with the UK’s crown dependencies and overseas territories.
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FeatureA tangled web
It has been said that there are two types of firms: those that know they have been attacked by cybercriminals, and those that don’t yet know. Francis Dingwall looks at how to prevent attacks, and how to mitigate them when they do happen.
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FeatureABS case study: BT
BT’s legal team became an ABS in March 2013. Chief counsel Archana Makol, in conversation with Grania Langdon-Down, explains why they made the decision, and the new subsidiary’s strategy.
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FeatureInformation security – constant vigilance is essential
The government’s 2015 Information Security Breaches Survey has just been published. One of its most striking findings is that the average cost of the worst single breach suffered by respondents has risen sharply. It now stands at £1.46m - £3.14m for large organisations (more than 250 employees) ...
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FeatureChanges to client care information and Legal Ombudsman time limit: an update on the EU alternative dispute resolution (ADR) Directive
The EU ADR Directive is a piece of European legislation designed to improve consumers’ access to good quality ADR schemes (including ombudsmen) when they purchase goods or services from a trader (including solicitors).
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News
Member benefits
As a member, your firm will gain access to a full suite of services, including: COLPs and COFAs ‘safe harbour’ advice service The Risk and Compliance Service has a advice service dedicated to compliance officers for legal practice (COLPs) and compliance officers for finance and administration (COFAs). If you ...
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News
Who should join the Risk and Compliance Service?
If you are involved in managing compliance, then this service is for you! Recent changes to the legal regulatory landscape mean that, increasingly, senior-level partners, law firm managers and risk professionals will be under intense scrutiny. They are expected to take a lead role in creating an effective risk-aware culture ...
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News
Terms and conditions
1. Your agreement is with the Law Society of 113 Chancery Lane, London WC2A 1PL. The contract between us 2. By applying for Risk and Compliance Section membership, you agree to these terms and conditions. 3. These terms and conditions shall apply to and be deemed to be incorporated into ...