Registration closing date: 23 September 2024
Join specialists from our Money Laundering Taskforce, the Solicitors Regulation Authority (SRA) and experts across the legal sector to discuss topics including GDPR vs MLR, suspicious activity reporting (SARs), preparing for an independent audit and key AML updates. The conference will also include case reviews and findings and our popular Q&A session, giving the audience an opportunity to ask important questions to our high-profile AML specialists.
- successfully prepare for an SRA visit
- complete firm-wide risk assessments
- report SARs via the new portal
- work through customer due diligence (CDD) challenges for small firms
- get up to speed on Solicitors Disciplinary Tribunal decisions and SRA fines
- navigate staff resourcing and outsourcing options
Objectives
SRA Competencies A2
By attending this conference, you will understand how to:
- work through GDPR vs MLR,
- successfully deliver customer due diligence (CDD) and understand your client’s source of wealth,
- learn what candidates want in an ever-changing market,
- get up to speed with ECTA, MLR, and LSAG changes.
Join the Risk and Compliance Section
The Risk and Compliance Section is a member community designed specifically to help compliance officers for legal practice (COLPs), compliance officers for finance and administration (COFAs) and money laundering reporting officers (MLROs) just like you, excel in what they do.
As a member of this community, you can be confident you’re staying up to date with the latest developments and navigating and demonstrating compliance.
You’ll have access to exclusive online content including magazines, newsletters, resources, networking events, training sessions and webinars.
Use the link below to join our Risk and Compliance section today for discounted registration.
https://communities.lawsociety.org.uk/risk-and-compliance/join-the-section
Date: Thursday 26 September 2024
Time: 8.30am-5.00pm
Location: Online and in-person at Park Plaza Victoria Hotel, London, 239 Vauxhall Bridge Road, Pimlico, London, SW1V 1EQ
Directions: https://www.radissonhotels.com/en-us/hotels/park-plaza-victoria-london/contact
Pricing (until bookings close on 23 Sepetember 2024)
Section members from £210.00 + VAT
Law Society members from £300 + VAT
Standard Rate from £450 + VAT
