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Risk and Compliance Service


We are pleased to introduce a new series of ‘Podcasts with Pearl’. Aiming to keep you up-to-date, these short audio discussions will look at some of the key challenges in the current compliance space.

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Social media, data protection and cybersecurity best practice

2 April 2019

Peter Wright and Kayleigh Leonie discuss best practice on social media and explain data and connection security.

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Data protection and Brexit

28 March 2019

Pearl Moses and Jorren Knibbe look at the impact a no-deal Brexit may have on data protection compliance.

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Price transparency - is anybody ready for it?

5 December 2018

The SRA deadline for firms to publish information on their websites about prices and services was the 5th of December 2018. Pearl Moses talks to Rebecca Atkinson, risk director at Howard Kennedy LLP, about how her firm is dealing with the requirements.

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GDPR - 100 days on

18 September 2018

The General Data Protection Regulation was implemented in the UK on 25th of May 2018. Pearl Moses talks to Jorren Knibbe about the practical application of data protection in legal businesses 100 days on.

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Non-disclosure agreements and the SRA

21 June 2018

In light of the recent Harvey Weinstein allegations and the President’s Club controversy, non-disclosure agreements (NDAs) are a hot topic following a subsequent warning notice issued by the solicitors regulation authority (SRA). Pearl Moses talks to Iain Miller about the implications for solicitors.

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Compliance conversations - talking risk, data and cyber issuesSubscription

15 March 2018

Pearl Moses talks to Timothy Hill and Graham Murphy. 


AML for conveyancers - what you need to know

15 January 2018

Pearl Moses and Peter Rodd discuss the implications of the Money Laundering Regulations 2017 for conveyancing and property practitioners, including the main areas of concern and what practical steps can be taken to stay on top of the new obligations. 

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AML for Private Client practitioners - what you need to know

15 January 2018

The Money Laundering Regulations 2017 and the recent Criminal Finances Act impose new obligations on Private Client practitioners and firms. There are statutory requirements and defences which need to be understood, to avoid financial penalties and possible criminal conviction. 

Pearl Moses

Continuing compliance changes: Keep calm and carry onSubscription

3 November 2017

With changes to the AML and data protection regimes, and a revised SRA Handbook on the way, the pressure on compliance professionals to stay up to date can be overwhelming. This podcast gives you a quick heads up on the practical steps you should be thinking about now.

Benefits of Membership*

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  • A monthly Risk and Compliance e-newsletter, dealing with the latest regulatory and compliance issues
  • Access to the Law Society’s 'Safe Harbour' initiative, providing written guidance to compliance officers on the materiality of a breach
  • Access to four free webinars

As well as:

  • Subscription to the quarterly Legal Compliance magazine
  • 20 per cent discount on relevant Law Society publications

* See Service terms and conditions

Join today