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Risk and Compliance Service


Articles, guidance and best practice insight to help you manage regulatory and compliance issues

Top tips

Our 'top tips' series gives you some practical advice on everyday compliance issues. Service members get access to all our features and other exclusive content.

money laundering

Submitting a SAR

Top tips on submitting a successful SAR.


Email Scams

Top tips on how to protect your firm against email scams.

Risk definition

Risk assessments - key risk factors

Top tips on how to carry out a successful firm-wide risk assessment.


Owning up to mistakes - what’s the right thing to do?

Top tips on how to remedy mistakes when they are made.

Denotes premium member-only content. Existing members just need to register using the link above to gain access. Please note you must use the email address associated with your membership.

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Data protection and Brexit - what's next?Subscription

4 February 2019

Our technology policy officer Tim Hill looks at what happens with data protection should there be a no-deal Brexit.

Lexcel logo

Lexcel update - what's new?Subscription

24 January 2019

Grahame Davidson, director of the Professional Services Group at commercial insurance brokers Aon updates us on regulatory changes to the Lexcel Standard.


Client care - back to basicsSubscription

10 January 2019

Amanda Croxon, senior risk and compliance solicitor at Howard Kennedy, takes a whistle-stop tour of your client care obligations.

The Solicitor's regulation authority

SRA Handbook changes - an updateSubscription

10 December 2018

Marzena Lipman, policy adviser in the Regulatory Affairs Unit gives us an update on the upcoming SRA Handbook changes expected in the spring of next year.

money laundering

AML and Financial Crime conference 2018 - a report

3 December 2018

The 2018 Anti-Money Laundering and Financial Crime conference was a great success.


Changing times - what's in store for 2019?Subscription

30 November 2018

Michelle Garlick, partner at Weightmans, looks at what regulatory changes and compliance challenges we can expect in 2019.

suitcase of money

Risk assessments - back to basicsSubscription

14 November 2018

Legal services remain attractive to money launderers and every so often it’s important to check that the fundamental elements of your risk procedure are in place. Pearl Moses revisits the core elements of risk assessments.

Price Transparency Toolkit logo

Price transparency - ready or not?Subscription

14 November 2018By

In December this year, the SRA Transparency Rules will come into force requiring law firms to publish certain price, service and regulatory information. Sarah Brodie outlines the details.

Previous features from the Risk and Compliance Service

Benefits of Membership*

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  • A monthly Risk and Compliance e-newsletter, dealing with the latest regulatory and compliance issues
  • Access to the Law Society’s 'Safe Harbour' initiative, providing written guidance to compliance officers on the materiality of a breach
  • Access to four free webinars

As well as:

  • 20 per cent discount on subscriptions to the Legal Compliance Bulletin
  • 20 per cent discount on relevant Law Society publications

* See Service terms and conditions

Join today