Our 'top tips' series gives you some practical advice on everyday compliance issues. Service members get access to all our features and other exclusive content.
Top tips on how to carry out a successful firm-wide risk assessment.
Marzena Lipman, policy adviser in the Regulatory Affairs Unit gives us an update on the upcoming SRA Handbook changes expected in the spring of next year.
The 2018 Anti-Money Laundering and Financial Crime conference was a great success.
Michelle Garlick, partner at Weightmans, looks at what regulatory changes and compliance challenges we can expect in 2019.
Legal services remain attractive to money launderers and every so often it’s important to check that the fundamental elements of your risk procedure are in place. Pearl Moses revisits the core elements of risk assessments.
In December this year, the SRA Transparency Rules will come into force requiring law firms to publish certain price, service and regulatory information. Sarah Brodie outlines the details.
Helena Mumdzjana reviews Solicitors and Money Laundering (4th edition) by Amy Bell and Peter Camp (Law Society Publishing, 2018).
The Insurance Distribution Directive (IDD) was implemented on the 1 October 2018. Gillian Roche-Saunders, Partner at Bates Wells Braithwaite, looks at the detail
Some of you may have attended our Autumn Risk and Compliance last month in Leeds but in case you missed it, we had over 100 delegates on the day with a packed programme covering SRA changes, price transparency, AI and blockchain, AML, GDPR as well as ethics and social media and privacy.