All Risk and Compliance articles – Page 12
-
FeatureAnti-money laundering – FAQs
The Practice Advice Service answers your questions about anti-money laundering issues.
-
FeatureInternational Conference of Legal Regulators report
Janet Noble summarises the International Conference of Legal Regulators.
-
FeatureReady for the starting line?
Sarah Mumford looks at how you should be starting to prepare for the SRA’s new Standards and Regulations.
-
FeatureSolicitors charges – the Ombudsman’s view
The Legal Ombudsman explains its updated costs guidance.
-
EventRisk and Compliance autumn conference 2019 (Bristol, 12 September)
Join us in Bristol on 12 September to examine the current compliance issues affecting firms and legal departments.
-
EventCompliance support forum for in-house lawyers (London, 5 November)
Attend our forum for an update on the in-house lawyer’s current compliance position.
-
VideosWebinar: Thriving at work and at home in a 24/7 connected world (OnDemand)
This webinar gives practical tips on balancing your personal and professional lives in a digital world.
-
FeatureSDT cases update
Nigel West, partner at RadcliffesLeBrasseur, provides an update on recent Solicitors Disciplinary Tribunal cases.
-
VideosWebinar: SRA Standards and Behaviours (OnDemand)
This webinar introduces the new rulebook and highlights key changes and risk areas to be aware of.
-
-
FeatureAML matters
Sarah Mumford talks to Colette Best, new director of anti-money laundering at the Solicitors Regulation Authority
-
-
FeatureA matter of principle
Francis Dingwall argues that the revised ‘SRA Principles’ do not provide the sort of ethical code solicitors need
-
FeatureData driven
Alison Matthews reviews what challenges solicitors have faced implementing the General Data Protection Regulation.
-
-
FeaturePI insurance – market update
Brian Boehmer looks at the current state of the PII market and how you can prepare for renewal.
-
FeatureAre you competent?
Aiden Flegg summarisies the results of the SRA’s recent research into continuing competence.
-
NewsChanges to your website and e-newsletters
This summer, we are making changes to the Risk and Compliance Service website and e-newsletters
-
VideosWebinar: SRA Standards and Regulations (OnDemand)
Pearl Moses gives an overview of the practical challenges and opportunities facing compliance professionals.
-
VideosWebinar: International data transfer (OnDemand)
This webinar explains the movement of personal data across systems, networks and borders.