All Risk and Compliance articles – Page 13
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Videos
Webinar: Risk update 2019 (OnDemand)
This webinar is for those who are responsible for risk and compliance in their firm, whether they are COLP or those who assist the COLP.
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Videos
Dealing with a freelance solicitor
Pearl talks to Iain Miller about what you need to consider if you’re acting against a freelance solicitor.
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Videos
Freelance solicitors - what you need to know
Pearl talks to Paul Bennett about the limitations and the opportunities of ‘going freelance’.
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Videos
Webinar: Changes to the rules on reporting concerns (OnDemand)
This webinar will give managers, COLPs and COFAs with advice on the steps to take if a breach occurs.
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Feature
Freelance solicitors – a fact sheet
From November 2019, freelance solicitors will be able to deliver legal services direct to the public. Pearl Moses takes a look at the key facts.
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Feature
Five things you need to know about the SRA Digital Badge
Rachel Roche outlines five things your firm needs to know about the SRA Digital Badge.
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Feature
Do you have enough PI cover?
Rebecca Atkinson explores how firms can assess their professional indemnity insurance cover.
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Videos
Webinar: What does a quality risk assessment look like? (OnDemand)
Pearl Moses discusses ‘quality’ risk assessments with the AML task force.
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Videos
Webinar: SRA Standards and Regulations - Introduction to new package (OnDemand)
This webinar introduces you to the new SRA Standards and Regulations.
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Feature
Cybersecurity - an update
Peter Wright, managing director of Digital Law UK gives us some top tips on avoiding cyberattacks.
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Feature
Price transparency - how are firms doing?
Peter Scott, director of Peter Scott Consulting, takes a look at some law firm websites to assess compliance with the price transparency requirements.
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Event
Compliance forums for COLPs and COFAs: SRA Standards and Regulations (various dates in 2019)
Join us on 9 October and 11 November to learn about the SRA’s new Standards and Regulations.
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Event
Compliance support forum for in-house lawyers (London, 2 July 2019)
This forum provides an update on the in-house lawyer’s current compliance position with discussions about common conduct and practising conundrums and suggestions for an appropriate and proportionate response.
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Feature
The new SRA standards: an update
Marzena Lipman gives us a quick update on the state of play with the SRA Standards and Regulations.
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Videos
Webinar: Price transparency for COLPs (OnDemand)
This webinar will assist COLPs and other compliance colleagues through the new SRA Transparency Rules.
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Videos
Social media, data protection and cybersecurity best practice
Peter Wright and Kayleigh Leonie discuss best practice on social media and explain data and connection security.
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Videos
Data protection and Brexit
Pearl Moses and Jorren Knibbe look at the impact a no-deal Brexit may have on data protection compliance.
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Feature
AML crackdown?
Helena Mumdzjana updates us on professional body supervisors’ approach to money laundering.
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Videos
Webinar: Reporting solicitors to the SRA (OnDemand)
This webinar on 4 July explores when you are obliged to report your concerns to the SRA.
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Feature
Risk and Compliance conference 2019
Janet Noble gives a summary of last month’s Risk and Compliance conference.