All Risk and Compliance articles – Page 13
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FeatureReaching for the STARs
Frank Maher outlines an action plan for COLPs and risk directors responsible for implementing the new SRA Standards and Regulations (STARs)
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OpinionRisk assessments – are you ready?
A cut-and-paste approach to risk assessments is not the way to address specific issues faced by your firm, says Pearl Moses
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FeatureLaw firms – #metoo?
Peter Scott and Polly Rodway consider your regulatory obligations in the face of bullying and harassment allegations
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FeatureRise above
Eleanor Evans looks at managing the risks involved in probate and estate administration
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FeatureA question of ethics
Rebecca Atkinson road-tests some ethical issues which may arise in your firm and highlights what you should be considering in similar scenarios
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Feature10 steps to stop fraud
Anti-money laundering is very much on the radar for the Solicitors Regulation Authority in 2020. Amy Bell recommends a focus on 10 key things to protect your firm
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VideosNew accounts rules - How is it for you so far? (OnDemand)
This webinar considers the latest SRA guidance on dealing with client money.
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VideosBe cybersecure this Christmas
Pearl talks to Peter Wright about how to keep your firm safe from festive hackers and cyberattacks this holiday season.
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VideosWebinar: Sexual misconduct in law firms (5 March 2020)
This webinar gives practitioners a blueprint for handling complaints of sexual misconduct in the workplace.
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EventWebinar: SRA Standards and Regulations - your obligations in managing risk (OnDemand)
The authors of the Solicitors Handbook 2019 bring you up-to-date on your obligations in managing risk
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VideosWebinar: Dubious investment schemes (OnDemand)
This webinar looks at the steps you should take and policies you should implement to avoid involvement in dubious investment schemes.
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EventCompliance support forum for in-house lawyers (London, 2 December)
Attend our forum for an update on the in-house lawyer’s current compliance position.
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VideosWebinar: The challenges facing small legal practices (27 March 2020)
This webinar looks at the steps you can take to ensure good business structuring and effective recruitment.
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VideosComplaints about freelancers and solicitors working in unregulated entities
Anjali Mouelhi interviews Mariette Hughes on complaints about freelance solicitors and solicitors working in unregulated entities after 25 November.
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FeatureSRA COLPs and COFAs Conference – a report
Janet Noble reports back on the recent Solicitors Regulation conference for COLPs and COFAs.
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FeatureBook review: The Solicitor’s Handbook 2019
In the face of all the forthcoming SRA changes, Helen Carr reviews the Solicitor’s Handbook 2019.
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VideosSRA Standards and Regulations - practical tips
Pearl talks to Jennifer O’Donnell about what compliance professionals can do to prepare.
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FeatureSocial media – the pitfalls for law firms
Christopher McCormick looks at how firms can avoid the risks of social media.
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OpinionSolicitors Qualifying Examination – an update
SQE countdown has been dogged by lack of detail and certainty for students and employers, says Melissa Hardee.
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FeatureIn-house in order
Are new forms of in-house practice an opportunity or threat? Bronwen Still looks at what this new form of practice will allow.