All Risk and Compliance articles – Page 14
-
FeatureThe 5th AML Directive - are you compliant?
The 5th Anti-money Laundering Directive came into force in January, but it seems as though many organisations - law firms included - are lagging behind in their compliance. Dalbir Sahota of Accuity explains what changes and requirements the directive introduces, and what you need to do now to keep in ...
-
VideosAML audits - what you need to know and how to be prepared
Pearl talks to Rebecca Atkinson about how Howard Kennedy LLP dealt with their recent visit from the SRA.
-
VideosHow to charge what you’re worth
Pearl talks to Vanessa Ugatti about knowing your value as a firm and how to charge what you’re worth
-
FeatureReaching for the STARs
Frank Maher outlines an action plan for COLPs and risk directors responsible for implementing the new SRA Standards and Regulations (STARs)
-
OpinionRisk assessments – are you ready?
A cut-and-paste approach to risk assessments is not the way to address specific issues faced by your firm, says Pearl Moses
-
FeatureLaw firms – #metoo?
Peter Scott and Polly Rodway consider your regulatory obligations in the face of bullying and harassment allegations
-
FeatureRise above
Eleanor Evans looks at managing the risks involved in probate and estate administration
-
FeatureA question of ethics
Rebecca Atkinson road-tests some ethical issues which may arise in your firm and highlights what you should be considering in similar scenarios
-
Feature10 steps to stop fraud
Anti-money laundering is very much on the radar for the Solicitors Regulation Authority in 2020. Amy Bell recommends a focus on 10 key things to protect your firm
-
VideosNew accounts rules - How is it for you so far? (OnDemand)
This webinar considers the latest SRA guidance on dealing with client money.
-
VideosBe cybersecure this Christmas
Pearl talks to Peter Wright about how to keep your firm safe from festive hackers and cyberattacks this holiday season.
-
VideosWebinar: Sexual misconduct in law firms (5 March 2020)
This webinar gives practitioners a blueprint for handling complaints of sexual misconduct in the workplace.
-
EventWebinar: SRA Standards and Regulations - your obligations in managing risk (OnDemand)
The authors of the Solicitors Handbook 2019 bring you up-to-date on your obligations in managing risk
-
VideosWebinar: Dubious investment schemes (OnDemand)
This webinar looks at the steps you should take and policies you should implement to avoid involvement in dubious investment schemes.
-
EventCompliance support forum for in-house lawyers (London, 2 December)
Attend our forum for an update on the in-house lawyer’s current compliance position.
-
VideosWebinar: The challenges facing small legal practices (27 March 2020)
This webinar looks at the steps you can take to ensure good business structuring and effective recruitment.
-
VideosComplaints about freelancers and solicitors working in unregulated entities
Anjali Mouelhi interviews Mariette Hughes on complaints about freelance solicitors and solicitors working in unregulated entities after 25 November.
-
FeatureSRA COLPs and COFAs Conference – a report
Janet Noble reports back on the recent Solicitors Regulation conference for COLPs and COFAs.
-
FeatureBook review: The Solicitor’s Handbook 2019
In the face of all the forthcoming SRA changes, Helen Carr reviews the Solicitor’s Handbook 2019.
-
VideosSRA Standards and Regulations - practical tips
Pearl talks to Jennifer O’Donnell about what compliance professionals can do to prepare.