All Risk and Compliance articles – Page 14
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Feature
The 5th AML Directive - are you compliant?
The 5th Anti-money Laundering Directive came into force in January, but it seems as though many organisations - law firms included - are lagging behind in their compliance. Dalbir Sahota of Accuity explains what changes and requirements the directive introduces, and what you need to do now to keep in ...
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Videos
AML audits - what you need to know and how to be prepared
Pearl talks to Rebecca Atkinson about how Howard Kennedy LLP dealt with their recent visit from the SRA.
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Videos
How to charge what you’re worth
Pearl talks to Vanessa Ugatti about knowing your value as a firm and how to charge what you’re worth
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Feature
Reaching for the STARs
Frank Maher outlines an action plan for COLPs and risk directors responsible for implementing the new SRA Standards and Regulations (STARs)
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Opinion
Risk assessments – are you ready?
A cut-and-paste approach to risk assessments is not the way to address specific issues faced by your firm, says Pearl Moses
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Feature
Law firms – #metoo?
Peter Scott and Polly Rodway consider your regulatory obligations in the face of bullying and harassment allegations
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Feature
Rise above
Eleanor Evans looks at managing the risks involved in probate and estate administration
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Feature
A question of ethics
Rebecca Atkinson road-tests some ethical issues which may arise in your firm and highlights what you should be considering in similar scenarios
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Feature
10 steps to stop fraud
Anti-money laundering is very much on the radar for the Solicitors Regulation Authority in 2020. Amy Bell recommends a focus on 10 key things to protect your firm
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Videos
New accounts rules - How is it for you so far? (OnDemand)
This webinar considers the latest SRA guidance on dealing with client money.
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Videos
Be cybersecure this Christmas
Pearl talks to Peter Wright about how to keep your firm safe from festive hackers and cyberattacks this holiday season.
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Videos
Webinar: Sexual misconduct in law firms (5 March 2020)
This webinar gives practitioners a blueprint for handling complaints of sexual misconduct in the workplace.
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Event
Webinar: SRA Standards and Regulations - your obligations in managing risk (OnDemand)
The authors of the Solicitors Handbook 2019 bring you up-to-date on your obligations in managing risk
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Videos
Webinar: Dubious investment schemes (OnDemand)
This webinar looks at the steps you should take and policies you should implement to avoid involvement in dubious investment schemes.
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Event
Compliance support forum for in-house lawyers (London, 2 December)
Attend our forum for an update on the in-house lawyer’s current compliance position.
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Videos
Webinar: The challenges facing small legal practices (27 March 2020)
This webinar looks at the steps you can take to ensure good business structuring and effective recruitment.
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Videos
Complaints about freelancers and solicitors working in unregulated entities
Anjali Mouelhi interviews Mariette Hughes on complaints about freelance solicitors and solicitors working in unregulated entities after 25 November.
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Feature
SRA COLPs and COFAs Conference – a report
Janet Noble reports back on the recent Solicitors Regulation conference for COLPs and COFAs.
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Feature
Book review: The Solicitor’s Handbook 2019
In the face of all the forthcoming SRA changes, Helen Carr reviews the Solicitor’s Handbook 2019.
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Videos
SRA Standards and Regulations - practical tips
Pearl talks to Jennifer O’Donnell about what compliance professionals can do to prepare.