All Risk and Compliance articles – Page 11
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FeatureTechnology and regulatory compliance
Kerry Beynon, Partner at RDP Law, looks at the role of technology in relation to regulatory compliance in a fast-changing world.
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FeatureThe economic crime levy - what to expect
The government announced in March their intention to introduce an economic crime levy on AML regulated businesses (including law firms) to contribute to the fight against economic crime. Rick Kent, our AML & Economic Crime Policy manager, takes a look at the plans.
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FeatureSRA draft business plan 2020/2021— explained
Rebecca Atkinson, Director of Risk at Howard Kennedy, looks at the Solicitors’ Regulation Authority’s (SRA) Business Plan for 2020/21. Although subject to change following consultation, the current draft indicates the direction of travel for the SRA and the impact on the profession in terms of regulation.
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Feature8 ways to make use of your member benefits
Beaulah Ince, Risk and Compliance Assistant at the Law Society, provides top tips for getting the most from your membership.
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EventWebinar: Small firms – top tips for financial survival (OnDemand)
In this webinar, Pearl Moses speaks to Anthony Earl, a small firm practioner, about financial survival.
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EventWebinar: Chinese underground banking—understanding the risk (10 September 2020)
Speakers from the National Crime Agency, the National Economic Crime Centre and the Law Society’s Money Laundering Taskforce will answer questions about chinese underground banking.
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FeatureSDT case update: sexual misconduct
Amanda Croxon, risk and compliance solicitor at Howard Kennedy, asks if the SDT is making the right decisions in relation to allegations of sexual misconduct.
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FeatureProtecting remote access
Robert Bond looks at the data protection and security challenges when homeworking
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FeatureNavigating PII renewal
Brian Boehmer advises firms on how to prepare for PII renewal in a difficult market
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FeatureCompliance in a crisis
Michelle Garlick considers the role of the COLP in managing the risks the pandemic brings.
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FeatureClosing down your firm
Tracey Calvert and Helen Carr outline an action plan for complying with the regulations when closing down your law firm.
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VideosAML: What to expect
Pearl speaks to Rick Kent, the Law Society’s anti-money laundering policy manager.
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VideosMaintaining your confidentiality obligations remotely
Pearl Moses talks to Tracey Calvert about the challenges that homeworking brings to meeting the regulatory requirements around confidentiality
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FeatureReforming legal services—the final Mayson Report
Marzena Lipman, regulatory policy advisor at the Law Society, provides an update on the final Mayson Report on Reforming Legal Services.
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FeatureTrust vs control – how law firms might work in the future
Deborah Witkiss examines how case management systems can help practices to manage a safe return to the workplace.
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FeatureAML requirements – five steps to keeping up
To help you keep up with ever-changing AML requirements, Accuity provides five actionable steps to help manage compliance and respond quickly to developments.
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FeatureConflicts in residential conveyancing
The recent SRA Guidance on conflicts has little to say about how the Code of Conduct for Solicitors applies to residential conveyancing. Fiona Feu, Director of My Compliance Colleague, takes a look.
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FeatureProfessional indemnity insurance – top tips for renewal
Jonathan Angell and Matthew Gooden look at the current state of the PII market.
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FeatureReviewing files remotely – a checklist
Jacqui Johnson, a Law Society Lexcel consultant and assessor, looks at efficient ways to undertake file audits out of the office. She has been in private practice for over 15 years as a practice manager.
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EventWebinar: Compliance forum for COLPs/COFas – SRA standards and regulations
This inclusive webinar will discuss the key changes to standards and regulations introduced by the Solicitors Regulation Authority (SRA) in November 2019.