All Risk and Compliance articles – Page 7

  • Book cover: Solicitors and Accounts Rules - A Compliance Handbook, Andrew Allen and Janet Taylor
    Feature

    Book review—Solicitors and the Accounts Rules (4th)

    2021-09-10T15:16:00Z

    Sarah Charlton reviews the latest edition of Solicitors and the Accounts Rules: A Compliance Manual (Law Society, 2021, £75) by Andrew Allen and Janet Taylor.

  • book review
    Feature

    Book review: Anti-money Laundering Toolkit (3rd)

    2021-09-10T15:16:00Z

    Sue Mawdsley reviews the latest edition of the Anti-Money Laundering Toolkit (Law Society, 2021, £60) by Alison Matthews.

  • women solicitors talking smiling communicating
    Feature

    Complaints handling – 5 top tips

    2021-09-02T14:29:00Z

    Anjali Mouelhi, regulatory policy adviser, provides some top tips on how good practice can prevent complaints from happening in the first place and from escalating and when they do.

  • manda-banerji-600x900
    Opinion

    Mental note

    2021-07-12T11:03:00Z

    Following on from recent high-profile tribunal cases involving junior lawyers, Manda Banerji looks at the role of mental health in regulatory outcomes

  • Exams
    Feature

    SQE – ready or not?

    2021-07-12T11:02:00Z

    Melissa Hardee outlines what to expect with the introduction of the new Solicitors Qualifying Examination this autumn

  • Jessica Clay
    Feature

    Doing business in the EU

    2021-07-12T11:01:00Z

    The EU-UK Trade and Cooperation Agreement will greatly affect the way we do business with the EU. Jessica Clay and Ilda de Sousa look at the impact on solicitors

  • bola-gibson-600x400
    Feature

    Strength in diversity

    2021-07-12T11:00:00Z

    As firms prepare to update workplace diversity data for the SRA, Bola Gibson considers the opportunities for firms to reap the benefits of creating a diverse and inclusive office culture

  • Graphic featuring hands holding stars
    Feature

    Dare to compare?

    2021-07-12T10:58:00Z

    The SRA is conducting a pilot scheme which aims to further improve the information available to the public when choosing a legal services provider. Pearl Moses poses some questions to Tracy Vegro on what firms might expect

  • Two buildings with speech bubbles
    Feature

    Working progress

    2021-07-12T10:50:00Z

    As we return to a more flexible model of working, Amy Bell looks at how to manage complex work patterns and remain compliant

  • Paul Bennett headshot
    Feature

    Free and easy?

    2021-07-12T10:00:00Z

    Paul Bennett and Bronwen Still consider freelance practice, the pros and cons for those contemplating it and the extent to which it has made its mark on the legal services market

  • book review
    FAQ

    Law Society Publishing discount

    Members of the Risk and Compliance Section are entitled to 20% off all titles published by Law Society Publishing. Find out more and access your discount

  • LPC students in exam
    Videos

    Webinar: SQE – managing risks and your obligations (OnDemand)

    2021-06-21T09:14:00Z

    This webinar will discuss how you manage the transition and implementation of the SQE.

  • Older man calculating insurance costs
    Videos

    Webinar: Professional indemnity insurance – surviving the hard market (OnDemand)

    2021-06-04T15:23:00Z

    This free webinar will help you maximise the opportunites to find the PII cover you need.

  • money-matters-900x600px
    Feature

    Money matters

    2021-04-19T06:00:00Z

    Alison Matthews reflects on the key changes in anti-money laundering compliance since publication of the Legal Sector Affinity Group guidance.

  • julie-norris-jessica-clay-900x600
    Feature

    Ethical imperatives

    2021-04-19T06:00:00Z

    Julie Norris and Jessica Clay consider SRA entity regulation and the imperative to create an ethical (ergo, compliant) legal workplace.

  • tracy-vegro-900x600
    Opinion

    Crystal clear

    2021-04-19T06:00:00Z

    Tracy Vegro makes the case that price transparency is in everyone’s best interests.

  • Steve-Pearson-900x600
    Feature

    Cause for complaint

    2021-04-19T06:00:00Z

    One year on from the first pandemic lockdown, Steve Pearson considers some of the issues arising in client care and complaints-handling as we emerge from the third lockdown.

  • all-hands-on-tech-900x600
    Feature

    All hands on tech

    2021-04-19T06:00:00Z

    Olly Thornton-Berry looks at the use of new technologies in the fight against fraud and money laundering.

  • all-well-and-good-900x600
    Feature

    All well and good

    2021-04-19T06:00:00Z

    The pandemic has highlighted the importance of good mental health and resilience both in and out of the office. Bronwen Still and Lucinda Soon consider your obligations.

  • Video conference on laptop
    Feature

    Risk and Compliance Conference 2021

    2021-03-29T10:12:00Z

    Janet Noble reports on the Risk and Compliance 2021 virual conference