All Risk and Compliance articles – Page 4
-
Videos
Seminar: Automation, transformation and digitisation of AML processes (On Demand)
Learn how law firms can automate AML processes using tech, save resources, and share best practices in this on-demand seminar for legal leaders.
-
Feature
Residual balances – a silent danger?
Robert Blech considers residual balances and outlines the dangers of not addressing the issue in law firms
-
Feature
Invisible processing of data
Tony Imossi of the Association of British Investigators (ABI) explores the practice of processing personal data without an individual’s knowledge, and outlines the risks it poses to solicitors
-
-
Feature
For the record
Continuing competence is essential to providing high-quality legal services and maintaining public trust in the profession. Fiona Anthony shares the steps you can take to ensure you are satisfying the SRA’s requirements
-
Feature
Serve and protect
Following the recent cyber attacks at CTS, Law Society partner Mitigo asks how to protect your firm’s data when using a managed service provider
-
Feature
Period of renewal
Piers Winton considers some of the current risk trends that fall outside of the usual professional indemnity insurance renewal factors
-
Feature
Value judgement
Susanna Heley considers the increasingly broad range of ethical obligations applying to individuals and firms
-
Feature
Rules of engagement
Frank Maher looks at the regulatory obligations around limiting liability to clients in engagement letters
-
Feature
Paying the cost
Nigel West looks at the question of whether the SRA should pay for a solicitor’s costs in unsuccessful disciplinary proceedings
-
Feature
Challenging behaviour
Zoë Allen-Robinson looks at the regulator’s requirement for managers in law firms to challenge unfair behaviour
-
Videos
The most pressing risk and compliance questions in house lawyers are asking (On Demand)
Explore key risk and compliance issues in-house lawyers face, with insights, best practices, and guidance from the Law Society’s expert panel.
-
Feature
On account
Karen Edwards outlines the benefits and the risks of firms taking credit card payments for client accounts
-
Videos
Member Talk: Key highlights from ‘How to prepare for an SRA visit’ – who to notify (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...
-
Videos
Member talk: key highlights from ‘how to prepare for an SRA visit’- Q1 (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...
-
Videos
Member talk: key highlights from ‘how to prepare for an SRA visit’- Q5 (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...
-
Videos
Member talk: key highlights from ‘how to prepare for an SRA visit’- Q4 (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...
-
Videos
Member talk: key highlights from ‘how to prepare for an SRA visit’- Q3 (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...
-
Videos
Member talk: key highlights from ‘how to prepare for an SRA visit’- Q2 (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...
-
Videos
Member talk: key highlights from ‘how to prepare for an SRA visit’- Q1 (audio only)
Take a listen to the key highlights from the Leadership and Management Section and Risk and Compliance Section roundtable that was held in June 2024. All the highlights are between one and four minutes long, and the topics covered are based on the theme of how to prepare for an ...