All Risk and Compliance articles
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FeatureRisky business
Although the Solicitors Regulation Authority backed away from sweeping changes to client accounts, it is still considering alternatives to protecting client money. Sean Hankin and Liz Bond explain
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FeatureGetting to the source
Alison Matthews considers the SRA’s findings in its recently published thematic review on source of funds and wealth compliance
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FeatureOn the horizon
Rebecca Atkinson previews what’s on the regulatory horizon and sets out the headline issues that should be on your risk radar in the coming year
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FeatureWhy Mazur matters
The recent Mazur judgment represents a significant turning point in the practical interpretation of how law firms conduct litigation. Paul Bennett, who acted in the case, outlines the issues and challenges ahead
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FeatureSuspicious minds
As well as money laundering, the Proceeds of Crime Act 2002 guards against other forms of criminal conduct, and the penalties for breaches can be severe. Kayleigh Smale explains
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OpinionA question of oversight
Following the announcement that the supervision of anti-money laundering will move to the Financial Conduct Authority, Frank Maher asks if we should have concerns
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EventAML risk assessments: Ten things you should do (online, 24 March 2026)
Register now to secure your free place
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FeatureFive New Year resolutions to reduce cyber threats
Mitigo outlines five New Year’s resolutions your firm can make to mitigate the threat of cyber-attacks
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FeatureCompliance roles under the spotlight
Governance in law firms is set to be a key focus for 2026, with compliance roles under review. Juliet Oliver outlines the key issues
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FeatureUsing section 43 orders in cases of sexual misconduct
The SRA has recently obtained section 43 orders against partners in international firms who are legally qualified in other jurisdictions. Nigel West looks at the detail
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FeatureAML: A tale of two regulators
Colette Best considers the announcement that the Financial Conduct Authority will take over responsibility for supervising lawyers’ anti-money laundering and counter-terrorism financing activities
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FeatureFAQ: Should we have a deputy COLP?
Our Practice Advice Service answers a commonly asked question from compliance officers for legal practice (COLPs)
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VideosWebinar: Supervision in an AI driven world
While AI tools can automate tasks like legal research, document drafting, contract analysis, and e-discovery, they still require careful supervision. To ensure accuracy and ethical compliance, human oversight is still essential, watch the recording to provide clarity on what constitutes acceptable use of AI in legal practice.
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EventFinancial Benchmarking Survey 2026 results: Hybrid seminar (London, 5 March 2026)
Register now to secure your free place at this launch event
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FeatureA question of competency
Melissa Hardee looks at the SRA’s annual competence report, exploring gaps in how some firms approach continuing competence, and why understanding and evidencing this is more important than ever
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OpinionA matter of record
It seems as though the regulators are handing out fines to firms on an almost daily basis. Paul Bennett considers the specific challenges this poses for larger firms
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FeatureBreaking the silence
A government amendment to the Employment Rights Bill aims to ban the use of NDAs where there are allegations of harassment or discrimination in settlement agreements. Juliet Oliver and Iain Miller look at the detai
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FeaturePreventative measures
Kevin Clancy and Patrick Kelly set out the scope of the prevention of fraud offence, and what the latest guidance offers by way of recommendations for reasonable procedures
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FeatureAudit trail
With anti-money laundering audits on the rise, Kayleigh Smale outlines how to prepare your firm for a visit from the SRA