Communities

Law Society Communities

Our communities help you develop in your professional life and make the most out of your Law Society

Find out more

Risk and Compliance Service

The New SRA Handbook - what next for regulation? (on demand)

  • Print
  • Share
  • Save

Related images

  • SRA handbook cover

This webinar will consider the radical overhaul to the SRA Handbook with a focus on what to expect when it comes into force.

A radical overhaul to the SRA Handbook is coming. The Handbook is being substantially reduced in length and prescription and is being divided into two - one Code for individuals and another for regulated firms and entities. 

Adopting a practical, hands-on approach the course will consider what you and your firm need to change in readiness for the implementation date and will feature any up to date regulatory developments at the time of recording.

This webinar will cover the following:

Topics

  • What’s in the New Handbook?
  • The risk-based approach
  • The six principles
  • SRA Authorisation for individuals
  • SRA Authorisation for entities
  • What are the merits in being SRA-regulated?
  • What new SRA guidance is there?
  • Restrictions and duties on individuals

Who should attend?

MLROs, COLPS, COFAs, Risk Mangers, Practice Managers, Managing Partners

Speakers

Pearl Moses, Head of Risk and Compliance at the Law Society.

For more information and details on how to book:

  • Print
  • Share
  • Save

Benefits of Membership*

Risk and Compliance community graphic
  • A monthly Risk and Compliance e-newsletter, dealing with the latest regulatory and compliance issues
  • Access to the Law Society’s 'Safe Harbour' initiative, providing written guidance to compliance officers on the materiality of a breach
  • Access to four free webinars

As well as:

  • 20 per cent discount on subscriptions to the Legal Compliance Bulletin
  • 20 per cent discount on relevant Law Society publications

* See Service terms and conditions

Join today