Features and Opinion – Page 4

Feature

A gentle nudge

2016-05-06T11:30:00Z

Why don’t most compliance programmes work in practice? Because the traditional theory on which they are based doesn’t take into account how people really behave. Barry Vitou looks at what we can learn from a more recent approach: nudge theory

Feature

Much obliged

2016-02-10T10:33:00Z

Outcomes-focused regulation was intended to offer firms greater flexibility, but many now cite compliance obligations as a significant burden. Leading commentators and practitioners talk to Lucy Trevelyan about trends in regulation, and offer their top tips for effective compliance.

Feature

Reform of financial management regulation

2015-10-27T16:16:00Z

Crispin Passmore explains how the SRA intends to reform how it regulates financial management in response to changes in consumer and market behaviours 

Feature

Is it a breach or isn’t it?

2015-10-27T15:29:00Z

Jo Morris discusses the difficulties faced by compliance officers and provides a taster of her session at the LMS finance and business conference on 17 November

Feature

Tips for effective file management and minimising risk exposure

2015-10-27T11:45:00Z

Mark Carver provides his top tips for managing client files and minimising risk exposure

Feature

Under orders

2015-08-19T18:32:00Z

Paul Bennett explains how law firms should respond to a production order under the Proceeds of Crime Act 2002

Feature

On auto-pilot?

2015-08-04T00:00:00Z

Pensions auto-enrolment has been in force for over three years, but the implementation date for many smaller firms is this October. Are you ready? Zoe Bodycote provides a beginner’s guide to the scheme and the steps you need to take

Feature

After hours

2015-05-14T15:48:00Z

The changes to solicitors’ CPD, from an hours-based to a competency-based regime, are now well under way. Nicola Jones outlines the practicalities of compliance with the new system, and the benefits it can bring for firms and the legal sector

Feature

Listen up

2015-02-15T20:31:00Z

In the second of an occasional series on the business benefits of effective compliance, Tracey Calvert looks at how good complaints-handling can help you make continuous improvements to your business, and how you can achieve this in practice

Feature

Under cover

2015-02-15T19:29:00Z

After a year when much-heralded proposals to reform the professional indemnity insurance market flared briefly before being snuffed out, will 2015 see any significant changes in the renewal process? Grania Langdon-Down reports

Feature

Live and learn

2014-11-11T00:00:00Z

The shift from hours-based CPD to competence to practice, announced in May this year, presents an important opportunity for firms to reassess their learning strategy and ensure it contributes to their business needs. Nicola Jones explains

Feature

Officer politics

2014-08-12T00:00:00Z

Pearl Moses looks back at three years of outcomes-focused regulation and two years of the compliance officer regime, and asks what lessons we can learn to ensure compliance in changing times

Feature

The flip side

2014-05-07T00:00:00Z

It can sometimes feel as though the regulatory obligations imposed upon lawyers only continue to grow. But, as Michelle Garlick and Joanne Smith assert, active compliance can also bring a raft of benefits to your firm

Feature

Better safe…

2014-02-12T00:00:00Z

The Solicitors Regulation Authority’s focus on financial stability is part of a wider change to the regulatory environment, and what compliance means in practice. George Bull explains how to assess your firm against the regulator’s risk indicators

Feature

Under the microscope

2013-11-12T00:00:00Z

For the busy manager of a law firm, few things cause more upset than the unwelcome news that the Forensic Investigation Unit is planning to visit. So what should you expect if it happens to you? Richard Lane explains

Feature

Open season

2013-08-13T00:00:00Z

Deregulation has changed the legal services market forever. Barry Wilkinson looks at the lessons to be learnt from other deregulated markets, and how law firms can apply those lessons to make sure they succeed

Feature

Managing for Success February 2013

2013-02-08T19:07:00Z

This edition features the Financial Benchmarking Survey, ABSs, retirement planning, regulatory change, a business health check, data protection, client care letters, PR, change management, risk management, fees for PI work, and pensions auto-enrolment  

Feature

Managing for Success August 2012

2012-08-06T19:21:00Z

This edition features ABSs, becoming a niche practice, tax planning, legal project management, using your partner reward system to achieve competitive advantage, and the challenges for legal businesses of the move towards paperless courts  

Feature

Managing for Success May 2012

2012-05-08T19:32:00Z

This edition features the LMS Financial Benchmarking Survey, how to access and use business intelligence, the Lexcel and the Excellence in People standards, ABSs, leadership, compliance planning, whistleblowing, and lean techniques