Pearl Moses is practice lead consultant in risk and compliance at Law Society Consulting (www.lawsociety.org.uk/consulting)
A risk register may seem like just another regulatory requirement, but an effective one can help you not only identify and mitigate risks, but also reduce your insurance premiums, build client loyalty, and reduce complaints. Pearl Moses explains.
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations came into force on 26 June. Pearl Moses looks at some of the new requirements for property practitioners
Pearl Moses looks back at three years of outcomes-focused regulation and two years of the compliance officer regime, and asks what lessons we can learn to ensure compliance in changing times