Janet Noble, Risk and Compliance Product Manager, reports on our recent conference.
Alison Matthews considers the requirements of the Money Laundering and Terrorist Financing Regulations 2017 and highlights the key changes you need to make to ensure you’re compliant within a very short time frame.
One of the key benefits of membership is access to our ‘Safe Harbour’ initiative, providing written guidance to compliance officers on the materiality of a breach. Here we offer some examples of our written guidance to members.
Sue Mawdsley, Board member of the Legal Compliance Bulletin, examines what to look out for in the new draft regulations.
The new act amends the Proceeds of Crime Act 2002 and the Terrorism Act 2000, and received Royal Assent on 27 April. Janet Noble summarises what’s in it.
Even at senior levels, file audits can be seen as a non-chargeable irritation to be avoided, put off, or given only cursory attention. Hillary Stephenson of Weightmans explains that there is another way of looking at them.
Sarah Mumford and Gillian Watson look at an activity that every law firm undertakes but is little written about from the perspective of practical compliance.